art_12__para_3__point_b__text_1 MiFID II — DIRECTIVE 2014/65/EU OF THE EUROPEAN PARLIAMENT AND OF THE…

art_12__para_3__point_b__text_1

MiFID II

DIRECTIVE 2014/65/EU OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (recast) (Text with EEA relevance) · European Union

eine natürliche oder juristische Person ist, die nicht einer Beaufsichtigung nach dieser Richtlinie oder den Richtlinien 2009/65/EG, 2009/138/EG oder 2013/36/EU unterliegt.

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Source: EUR-Lex (Cellar) · retrieved 2026-09-25 · Text as adopted (Official Journal); later amendments are not incorporated in this text.